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June 3, 2013

New RIA Owners Face Hard Choices
Compliance, marketing and fees are areas of particular concern.
Morgan Stanley FAs Get New Elder Care Referral Resource
A relationship with PinnacleCare is expanded to help clients with aging parents.
Why Advisors’ Fees Are All Over the Map
An industry veteran finds that benchmarks are lacking — and clients don't know the difference.
Ever Wish You Were a Hedgie? Read On
A former Galleon trader's memoir shows the industry's sleazy side.