The firm’s full-time staff and part-time employees in the U.S will get a pre-tax bonus.
March 25, 2020
Financial professionals who live in New Jersey but are registered in other states will temporarily be able to serve their current clients from their homes.
The ratings service has downgraded Advisor Group and changed its outlook, as well as that of Cetera’s holding company, to negative.
Senate Republicans and Democrats have reached a deal, which will likely be passed later today, aimed at ameliorating the economic impact of the coronavirus pandemic.
The company has also canceled in-person recruiting meetings amid concerns about the spread of the coronavirus.
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The asset and wealth management group is among those affected, sources tell Bloomberg.
The company has not specified the amount, but says it’s fixed the engineering problems that caused the glitches.
The industry’s self-regulator is also exempting broker-dealers from certain filing requirements.