One ex-WFA rep is fighting a more than $500,000 award the wirehouse won against him.
December 12, 2019
Newspaper obtains recordings suggesting a culture in which black advisors and clients were treated differently.
Some FT 300 RIAs say a free trade environment brings big benefits for them and their clients.
A U.S. District Judge rejected the UBS’s request to dismiss a 2018 Justice Department lawsuit.
Three advisors left Merrill Lynch for Stifel and an advisor in New Jersey has gone independent, partnering with Integrated Partners.
Kristin Lemkau, currently the firm’s marketing chief, will head the new unit.
Succession issues, capitalizing ownership and delivering better service are three big drivers.
A. Gib McEachran and John Hardy left LPL to affiliate with Cetera.
Texas-based Republic Wealth Advisors oversees around $230 million.