The offering requires just a $2,500 minimum and charges a 0.35% annual fee.
July 11, 2019
Having a well-documented compliance process adds to an advisory firm’s credibility, says one advisor.
The investor awarded the money had originally included Cadaret, Grant in her claim but dropped the firm earlier this year.
The acquisition boosts EP Wealth’s assets under management by $230 million.
The two agencies don’t have any formal collaboration on IRA investments in nontraditional assets such as real estate or virtual currency, GAO says.
New study also finds Edward Jones ranks highest in satisfaction among employee advisors while Commonwealth ranks highest among independents.
The board’s new Code of Ethics and Standards of Conduct goes into effect in October.