Welcome to Financial Advisor IQ
Follow

April 4, 2019

Morgan Stanley Faces Lawsuit Over Handling of Alleged Child Porn Claims
Former Morgan Stanley broker says firm didn’t act appropriately when he reported a co-worker for sharing disturbing material.
Why Advisors Could Lose Out on Trillions of Dollars Changing Hands
A Cerulli analyst offers practical advice on how to hold on to the next generations’ assets.
Maryland Senate Finance Committee Rejects Fiduciary Bill
Insured Retirement Institute hopes Maryland Senate will work with federal regulators for consistency.
LPL Nabs $390 Million FA Team
Firenze Wealth Management joins from Foresters Financial.
What Millennials Want From Wealth Management, Most Advisors Can’t Offer, Study Claims
Eighty-five percent say they prefer to do business with a bank that also offers wealth management services.
Captrust Adds Firm with $13 Billion in Assets Under Advisement
FiduciaryVest focuses on mid- to large-market retirement plan sponsors.
Trump to Nominate Former SEC Lawyer for Open Commission Seat
Allison Herren Lee served as counsel to outgoing Commissioner Kara Stein.

Topics