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January 23, 2019

Wells Fargo Ups Signing Bonuses to As Much As 325% of Trailing Production
But some recruiters believe the strategy could backfire.
Morgan Stanley, JPMorgan Boosted CEOs’ 2018 Pay
Morgan Stanley’s James Gorman and JPMorgan’s Jamie Dimon each got a $2 million raise.
UBS’s U.S. Wealth Management Unit FA Productivity Up 8%
The Americas unit also posted record profit before taxes.
Clients’ Charitable Giving Slumps Following Trump’s Tax Code Changes, Market Volatility
FAs say there were fewer donations to charities in 2018 compared to the previous year.
Finra Will Be Watching These Broker Activities with Eagle Eyes in 2019
The self-regulator will have a sharper focus on emerging issues, such as online distribution platforms and financial crimes.
Merrill Lynch, Morgan Stanley Lose FAs to This Rival
Several advisors collectively managing more than $2 billion have joined Stifel Financial since the start of the year.
Lido Advisors Merges with Ken Stern & Associates
The combined RIA oversees $3.7 billion.
Video
Here's How FAs Can Guide Clients Through Evolving Capital Markets
Chris Cordaro, chief investment officer of RegentAtlantic, says clients are looking for consistency and discipline.  Video [ 3:16 ]   Transcript  

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