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May 10, 2019

Morgan Stanley Rep Dodges E*Trade Injunction Against Prospect Outreach
The discount brokerage had previously won two of these types of injunctions.
Advisor Group Finds PE Buyer for $2.3 billion Price Tag
The deal is one of the biggest of the year.
Bank of America Names Merrill Lynch Exec as Bank Market President in San Antonio
Jessica Miller will juggle her new role with her current job as market executive for Merrill Lynch Wealth Management.
EP Wealth Advisors Acquires $500 Million Seattle Practice
The acquisition marks EP Wealth’s fifth since partnering with Wealth Partners Capital Group.
Financial Advisor Base Pay Drops in Q1
Economist says robo-advisors are putting pressure on advisor salaries.
SEC’s Peirce Claims Reg BI Stronger Than Fiduciary Standard
Watchdog Chair Jay Clayton told the Senate the regulator is getting “a lot closer” to rolling it out.