The Client: Family wealth/family office

Wealth Managers Play Key Role in Clients’ Charitable Giving

May 24, 2022No Comments

Among high-net-worth investors working with a wealth manager, 94% consider giving part of their overall wealth strategy, compared to 73% among those who don’t work with one.

Elon Musk’s Fortune in the Hands of Ex-Morgan Stanley/Merrill FA

April 28, 2022No Comments

At the head of Excession is Jared Birchall, who has been advising Musk on Wall Street dealings for several years, Reuters reports.

RBC Wealth Lures $200M FA from Wells Fargo

April 25, 2022No Comments

Matthew Lessard operates as Appalachian Trail Investment Group.

Benefits of Hybrid Client Meetings: Less Paperwork, More Social Connections

April 11, 2022No Comments

Financial advisors are finding more opportunities for meaningful engagement with clients and even their family members when they conduct virtual and in-person meetings.

Morgan Stanley Selling Eaton Vance RIA Biz to CI, Pathstone

April 1, 2022No Comments

Combined, the two units of Eaton Vance WaterOak Advisors have around $14.4 billion in client assets.

UBS Will Help Enforce Sanctions Against Russia

March 1, 2022No Comments

The bank says it complies with applicable legal and regulatory requirements across jurisdictions.

Walmart Scions' Fortune Tied to ETFs

No Comments

Recent regulatory filings show many of the ultra-rich cut back holdings in big tech.

LPL Lures $750M Nebraska FA with wirehouse breakaway model

January 14, 2022No Comments

Hugh Lau says LPL can help his client base grow despite his small team.

Cetera Lures LPL FAs Serving $137M in Tennessee

December 15, 2021No Comments

Veteran financial professional Jimmy Woods says Cetera’s digital offerings can help his practice expand.

Commonwealth Draws $120M Father-Daughter Duo from RBC Wealth

December 9, 2021No Comments

Frank Voli and Leigh Voli were among the first to make use of Commonwealth’s virtual transition support to transfer client accounts.