The Client: ERISA plans/institutional management

Top Advisors Weigh In: Turning Plan Participants into Individual Clients

December 11, 2019No Comments

Converting plan participants into private clients can be lucrative but it can be a tricky process.

Senator Warren Wants to Give 401(k) Access to Part-Time Workers

December 9, 2019No Comments

Meanwhile, Senator Rand Paul introduced a bill to allow 401(k) withdrawals to pay student tuition and debt.

Top Advisors Weigh In: How to Increase Participant Contribution Rates

December 4, 2019No Comments

Focus on plan design remains the most impactful way to improve participant levels.

Top Advisors Weigh In: Big Value-Adds for Your Plan Sponsor Clients

November 27, 2019No Comments

We asked top advisors to name the biggest concerns about financial wellness they hear from plan sponsors. Here's what they said ...

U.S. Presidential Hopeful Pete Buttigieg Proposes Boosting 401(k) Savings and Social Security Payments

November 27, 20191 Comment(s)Last Comment: November 27, 2019

The mayor of South Bend, Ind., has proposed expanding Social Security benefits for caregivers and the establishment of a “public option” 401(k) program.

DOL Rule-Killer Scalia Gets Green Light to Rewrite Fiduciary Rule

October 30, 20193 Comment(s)Last Comment: October 30, 2019

Government ethics lawyers deem new DOL boss fit to work on rule he opposed in private practice.

Cetera Rolls out 401(k) Advice on Fee-for-Service Platform

October 24, 2019No Comments

The move is designed to help Cetera’s advisors expand services on a platform designed to help them attract younger clients.

Top Advisors Weigh In: How Plan Sponsor Needs Have Changed

October 23, 2019No Comments

We asked FT 401 Top Advisors what's changed about what plan sponsors want and what's driving that demand. Here's what they said ...

Why RIA Rollovers Could Get More Complicated With Reg BI Enforcement

October 15, 20193 Comment(s)Last Comment: October 22, 2019

And further state regulations could add even more snags.

Senate Panel Confirms DOL Rule Killer’s Nomination to Head Agency

September 26, 2019No Comments

Eugene Scalia gets nomination in a narrow vote along party lines.