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December 10, 2020
- Keeping Up Appearances: FAs Struggle with Pressure to Look Successful
- UBS Posts $13M+ Appeal Bond in Fight to Toss U5 Defamation Award
- Finra Fines Firm Over Alleged Failures in Vetting Registered Rep Hires
- B-D Received $1.1M PPP Loan After Finra Censure, Fine
- Morgan Stanley Reports Few Minorities in Executive Roles in the U.S.
- VideoFocus Undeterred with 100 Partners Goal Despite ‘Unprecedented’ 2020
- Sponsored WebcastArchive: FutureProof: The Year in Bitcoin
- Industry MovesRayJay Affiliate Adds FAs with $1.1B+ from Wells, Edward Jones, Wedbush$920M FA Team Jumps from Merrill to UBSWells Fargo Loses FA to LPL
- On FinancialTimes.comU.S. Exchanges Face Added Pressure on Data Fees Under SEC Clampdown