Wells Fargo 2020 Comp Plan Bucks Competitors, Leaving Grids and Hurdles In Place
Despite some competitors making sizable adjustments to their 2020 compensation plans, Wells Fargo has largely left its untouched — a welcome relief to most of its reps.
December 13, 2019
UBS Asks Court to Toss Retaliation Claim After Alleged Pregnancy Discrimination
The father of a former UBS FA claims the wirehouse retaliated against him when he left.
BlackRock Pushes Model Portfolios With Automated Tax Management
The new platform is available to advisors who custody client assets through Fidelity, TD Ameritrade Institutional and Schwab Advisor Services.
RBC Adds Former NFL Quarterback to Wealth Management Team
Caleb Hanie, who played for the Chicago Bears, has joined RBC in the Chicago area.
Friday Factoid: Which Advisors Allocate the Most to Active Funds?
Use of passives is on the rise, but active is still phenomenally popular among all advisor channels.
Working with FAs Makes Americans Feel Twice as Secure
People who work with financial advisors are even happier, according to a recent Northwestern Mutual report.
Clients Want More Communication from Their FAs; Study
Most people with an FA would feel more confident about their financial plan with more frequent and personalized contact.
Ameriprise Nabs MassMutual FAs; Wentworth Makes 5th Acquisition
Ameriprise has added three advisors collectively managing $126 million while Wentworth acquired a $427 million firm in New Jersey.
Securities America Adds $565 Million Indie Practice
Goldstein & Associates has joined Arbor Point Advisors, one of Securities America’s corporate RIAs.