Erich Frank’s family says UBS helped get his girlfriend written into his will.
November 18, 2019
The firm is making a play for markets like Boston, Sacramento and Dallas.
Lance Roman Armstrong was discharged over allegations he took loans from clients for an undisclosed outside business venture.
The brokers had sought no less than $2.5 million.
Brian Lockett allegedly didn’t earn money from his role in the deal but also didn’t inform his firm about it.
Meanwhile, Wells Fargo promoted a veteran executive to the role of CIO of Private Wealth Management.