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April 16, 2019
Morgan Stanley Breakaway Reveals Lessons He Learned Surviving Cancer
The advisor has just moved to LPL.
New Jersey Unveils State Fiduciary Proposal
FSI says the state should wait for the SEC’s Regulation Best Interest.
Why Advisors Say They're Moving to SEI's Revamped Platform
FAs particularly like the platform's tax planning and process optimization features.
UBS and Oppenheimer Lose Reps to this Rival
The new recruits collectively managed $373 million.
White House Says Independent Regulators Must Coordinate Rules Prior to Public Release
Independent agencies will need to submit new rules to the Office of Information and Regulatory Affairs for review prior to making them public.
FAs Need to Be More Engaging and Offer Actionable Advice, Survey Finds
But they could resort to social media to research how to make their advice more relevant to their clients.
|The Client - Finding and winning new clients||The Client - Client retention|
|The Client - ERISA plans/institutional management||The Client - Behavioral finance|