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August 15, 2017

Forget Robos -- Blockchain Could Revolutionize Advice
Distributed record-keeping technology can help wealth management firms secure data, improve auditing and more.
How to Help Clients Manage Their Critical Documents
These advisors say dynamic financial planning starts with knowing where your stuff is.
Finra Expels Advice Firm and Bars CEO for Fraud
Rep apparently sold firm-owned shares to clients at huge markups.
Why the DOL Rule Might Be a Boon for Brokers
Brokers are gaining fee-based assets more lucrative than commission-based accounts.
Poll
Is the DOL Rule Delay Good or Bad?

All things considered, do you view the latest Department of Labor fiduciary rule delay as good or bad for your practice? If you'd like, tell us why in the comment section below.

ThinkTank: Investing

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