Welcome to Financial Advisor IQ

April 22, 2019

Merrill Lynch Boss Reveals Big Plans for "Hundreds" of Hires and New York Area Expansion
Andy Sieg tells the Post the firm will not rely on technology alone to drive growth.
Treasury Finally Gives Much-Anticipated Tax Shelter Guidance For Wealthy Investors
Rules are now clearer on how to use Opportunity Zone investments.
Here’s How Top Advisors Handle Torrid Volatility in Client Portfolios
From tax-loss harvesting to structured notes ... top advisors use top tools to great effect.
Galvin Charges Advisor in Alleged $8 Million Marijuana Scheme
Frederick McDonald Jr. allegedly bilked more than 100 investors in a failed medical marijuana shop scheme.
Ex-Aegis FA Barred Over Alleged Churning
The advisor allegedly made 535 trades in four clients’ accounts in less than two years.
Why the SEC is Looking to Finra in Overhauling Investment Advisor Advertising Rules
The commission is also looking into incorporating social media.
Wilmington Trust Nabs Client Advisors from First Citizens Bank and Franklin Templeton
And Bank of the West loses client advisor to Union Bank.