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April 15, 2019

If You're Skeptical About ESG, You'll Love This Data
New data bolsters ESG skepticism, but fails to tell the whole story, fund managers claim.
Wells Wealth Results Less Than Encouraging
The unit’s net income was down $137 million.
JPMorgan’s FA Ranks, Wealth Management Revenue Grow Slightly
Meanwhile, First Republic Bank’s wealth management assets surge 11% in the first quarter.
Former Congressman Named Executive Vice Chairman of UBS Americas
The lawmaker-turned-bank director was known for trying to weaken financial regulators.
SEC Bars Ex-Voya FA Serving 65-Month Prison Term
Martin Stancik pleaded guilty to mail fraud and aggravated identity theft in 2017.
Watchdog Continues Pursuit of $1.2 Billion Ponzi Scheme Execs
Certain Woodbridge directors were allegedly responsible for raising the money and earning more than $3 million in commissions as a result.
Alex. Brown Poaches $170M FA From Snowden Lane
Plus, Voya loses practice to LPL Financial.

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