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January 27, 2017

Citigroup Fined $18M for Overbilling Clients
Overcharges also occurred in accounts Citigroup co-owned with Morgan Stanley.
Wells Team Picks Snowden Lane for its Global Prowess
Advisor says the big shops are too restrictive for many international families.
Raymond James, Fidelity Shun FAs with Foreign Clients
Some smaller firms are stepping in to replace the custodian services large firms are restricting.
Brokers Can Fight Bad Termination Marks in Finra Arb
In cases where allegations are unfair, brokers stand to win expungement of records as well as monetary damages.
Keeping it Together When a Client is Terminally Ill
A new advisor learns how to handle an emotionally fraught client meeting.
ThinkTank: Investing
The Grand Divorce
Smead Capital Management
Vail Resorts: A Mountain Sized Moat
Diamond Hill Capital Management

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