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Today's Headlines

Betterment Hit with $400K Fine
The firm violated customer protection and books and records rules, according to the industry’s self-regulator.
How RBC and Others Try to Help FAs Serve Clients’ True Desires
It starts with conversations shedding light on clients’ real plans and hopes for their money.
BCG: Advanced Analytics Boosts Your Business
Advisors could see their practice growth boom, gaining a leg up on the competition.
Royal Alliance is Acquiring a $50 Billion Firm
The deal could double Royal’s advisor count to 3,600.
Cerulli: Too Much Product Choice Leads Retail Investors Astray
Advisors may want to limit what they offer to each client segment for better outcomes.