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May 27, 2016

Finra Flags Problems with DOL’s Fiduciary Rule
Regulator worries best interest exemptions could obstruct business.
Wells Fargo Enters Robo Wars
Wirehouse joins growing number of traditional firms seeking automated solutions.
Bill Threatens to Tighten Watchdog’s Purse Strings
Congressional committee split on financial regulator financing.
Success with Clients can Breed Complacency – or Worse
Getting too comfortable with your clients can lead them – and you – to take the relationship for granted.
Wealth Unit Helps Shape Royal Quarter for RBC
Purchase of L.A.-based City National expands Bank's American footprint.