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November 25, 2015

Midwest Brokers Leave Wells Fargo for Raymond James
Alan Henry says a big regional made more sense for his team than a big bank.
Advisor Practices Need to Beef Up Cyber Security
Criminals are increasingly sophisticated, and regulators get tougher on advisors.
Clients Should Think Carefully Before Talking Money at Thanksgiving
Money conversations during the holidays should be prepared for and sometimes avoided.
Advisor Ranks Grow, but So Do Retention Challenges
Ranks will shrink even faster after 2020, and training needs to be rethought.
Schwab: Investor Enthusiasm over ETFs Accelerates
Exchange-traded funds continue to gain traction among investors, with 34% of those surveyed by Schwab citing the products as their investment choice for the future. In this video, Financial Advisor IQ's sister publication Ignites talks to Heather Fischer, VP of ETF platform management at Schwab.  Video [ 3:26 ]   Transcript