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SEC Hits 13 Advice Firms for Repeating False Claims
Firms must pay $100,000-$500,000 for recommending F-Squared ETF strategy without verifying claims.
LPL CEO: DOL Rule Caused Commission Standardization
Mutual fund sales commissions at LPL will be capped at 3-3.5%.
Origin Stories, Part 3: ‘I Decided to Try Planning Myself’
Sometimes it’s a desire to steer one’s own financial ship that stokes a budding advisor.
U.S. Bank Signs BlackRock’s FutureAdvisor
Digital advice platform will be available to U.S. Bancorp clients in 2017.
If You Hit a Wall, Ask Your Client to Take a Test
Diagnostic tools can help you reframe the way clients understand their approach to finances.

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